Law and Economics
Exam Two
Wednesday February 26  
Winter 2014


Friedman Text: 9, Intermezzo, 10, 11, 12

I.  Compensation
    A. Liability rules
        1. compensate victim for losses (like insurance)
        2. provide correct incentive for others
    B. Personal Injury and Wrongful death
        1. pecuniary damages
            a. medical costs
            b. lost wages
                i. present value of stream of earnings
                ii. expected earnings growth, number of years, discount rate
            c. injury may have higher costs than death
                i. high medical expenses
                ii. better off dead?
                iii. obvious problems with this system
        2. hedonic damages
            a. compensate victim for value of life
            b. life is worth more than stream of income
            c. necessary to provide efficient incentive
        3. value of life
            a. decisions on risk reveal how people value their life
                i. accept payment to take risks
                ii. pay to avoid risks
            b. perfect compensation
                i. pay people to accept any risk they are exposed to
                ii. transactions costs, information costs, bargaining costs make this impossible
                iii. insurance market could provide equivalent
                        a. sell "inchoate tort claim"
                        b. buyer pays now, collects insurance in case of wrongful death
        4. Courts
                a. hedonic damages have not been generally accepted
                b. pecuniary compensation is too low  

II.  System of Law
    A. Sources of Law
        1. statutory law
        2.  common law
            a. judges decide cases
            b. decisions become precedents
    B. Structure of US Court System
        1. State Courts
            a. trial court
            b. appellate court
            c. high court
        2.
Federal Courts
            a. District Courts
            b. Circuit Court of Appeals
            c. US Supreme Court

    C. Structure of Michigan Courts
          1. Circuit Court
             a. district court
             b. probate court
             c. municipal court
             d. family division
          2.
Court of Appeals
          3.
Michigan Supreme Court

    D. The Dispute Process
        1. claim
        2. trial
            a. jury: verdict
            b. judge: judgment on the verdict
        3. appeal
            a. based on questions of law
            b. facts come from trial
                i. no new evidence
                ii.  no witnesses
        4. further appeal is possible
            a. state system
            b. federal system
            c. US Supreme Court
    E. Precedent
        1. judges follow rules established by case law
        2. no clear rule: judge makes decision-- creates new rule
        3. new rule becomes precedent for courts beneath deciding court
        4. US Supreme Court decisions become precedent for all lower courts
    F. Criminal Law and Civil Law
        1. same courts
        2. differences
            a. parties
            b. fines/damages
            c. punishments
            d. standards

III Property
    A.
  Why create private property?
        1. simultaneous use can be impossible
        2. unrestricted use can deplete resource
        3. incentive to produce
    B. Why have common property?  
        1. transactions costs to negotiate use may be too high
        2. monitoring and enforcing property rights may be too expensive
        3. defining boundaries of property may be difficult
    C. Efficient property definitions depend on relative costs
    D. Property issues
        1. How are rights established?
        2. What can be privately owned?
        3. What may owners do with property?
        4. What remedies for violation of rights?
        5. What bundle of rights?

   E. Optimal System of Property Rights
       1. Characteristics
          a. universality
          b. exclusivity
          c. transferability
          d. enforceability
       2.
None of these characteristics are fully realized in the real world

    F. Right to transfer
        1.
inalienable goods
        2. entire bundle
        3. individual rights from bundle
            a. real property (land)
            b. easements
            c. covenants
            d. air rights, mineral rights . . .
        4. recording systems    
        5. Racially restrictive covenants

    G. Establishing property
        1. fugitive resource
        2. rule of first possession
        3. problems
            a. depletion
            b. overexploitation
            c. alternative rules can solve problems
                i. private rights
                ii. joint ownership
        4. Public Auction
        5.
State grants
        6. Treaty
        7.
Common law
        8.
Adverse Possession

    H.  Property and the Wild West
        1. Homestead Act
       

IV. Intellectual property
    A. Copyright
        1. protects expression
        2. exists at creation
        3. lengthy protection
            a. lifetime + 70 years
            b. works for hire (95 years)
            c. enters public domain after expiration
        4. rights can be transferred
        5. protection is narrow
        6. fair use
    B. Patent
        1. protects ideas
            a. novel
            b. non-obvious
            c. useful
        2. registration required
        3. short protection
            -- 20 years
        4. rights can be transferred
        5. breadth depends on claim
        6. use requires approval

    C. Trademarks
        1. protects symbols
        2. registration
        3. no expiration
        4. rights can be transferred
        5. protection is narrow
        6. other use is limited
        7. economic reasons for protection
            a. information
            b. quality
    D. Trade secrets
        1. State law protects
        2. very limited protection
            a. misappropriation prohibited
            b. independent invention allowed
            c. reverse engineering allowed
        3. Why not use patents instead of secrets?
            a. patent standards may be too high
            b. patent length may be too short   
            c. patent cost may be too high

    E. Economics of intellectual property
        1. Should ideas be private property?
            a. simultaneous use is possible (so no need for private ownership)
            b. ideas aren't depleted (so no need for private ownership)
            c. incentive to produce (main reason for existance of IP)
        2. IP creates an incentive to innovate
             a value to society: consumer surplus, producer surplus
             b. ideas as a public good
             c. when are ideas most valuable?
        3. IP creates monopoly power
             a. inefficiency and deadweight loss
             b. trade-off: value of idea with loss from monopoly
             c. spread of innovation is too slow
        4. Efficient amount of protection
             a. rent seeking problem
                i) IP owners lobby for extended rights
                ii) loss in net social benefit
             b. balance dynamic and static efficiency (Nordhaus trade-off)
                 i) strong enough protection to promote innovation
                ii) weak enough for innovation to spread

     F.Cases
            1.
Counterfeits and knock-offs in fashion
            2. Online music
            3.
Open source

 

V. Contracts
    A. Enforceable agreement
        1. mutually beneficial
        2. rational
        3. promise
    B. Major questions
        1. what promises should be enforced?
        2. what remedy for broken promise
    C. Agreements and incentives
        1. without contracts
            a. agreements are not enforceable
            b. incentive to break promise
            c. inefficient outcome
        2. with contracts
            a. penalty for breaking agreement
            b. changes incentives
            c. efficient agreements can take place
        3. alternatives
            a. reputation
            b. bonds
    D. role of courts
        1. enforce contracts
        2. resolve disputes
        3. add provisions
        4. specify remedy

    E. Factors may make contracts unenforceable
        1. incompetence
        2. duress
        3. necessity
        4. impossibility
        5. derogation of public policy
        6. fraud
        7. information problems
            a. mutual mistakes
            b. failure to disclose
        8. unconscionability
        9. no consideration
            a. promise of a gift
            b. unless detrimental reliance
    F. Breach of Contract
        1. incentives
            a. reliance
            b. efficiency
        2.Remedy
            a. nothing
            b. specific performance
            c. expectation
            d. reliance
            e. liquidated damages
    G. Incomplete Contracts
        1. contracts don't cover every contingency
        2. perfect contracts would be ineffcient
            a. negotiating costs
            b. low probability outcomes
            c. imperfect information
        3. court needs to decide who bears costs
            a. hypothetical bargain
            b. efficient risk-bearing
                i. moral hazard
                ii. adverse selection

    H. Alternatives to court-enforced agreements
            1. Reputation and social bonds
            2. Assurance bonds

Law and Economics

Chuck Stull

Kalamazoo College